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Difficult Conversations Hardcover – March 30 1999
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Whether you're dealing with an underperforming employee, disagreeing with your spouse about money or child-rearing, negotiating with a difficult client, or simply saying "no," or "I'm sorry," or "I love you," we attempt or avoid difficult conversations every day. Based on fifteen years of research at the Harvard Negotiation Project, Difficult Conversations walks you through a step-by-step proven approach to having your toughest conversations with less stress and more success. You will learn:
how to start the conversation without defensiveness
why what is not said is as important as what is
ways of keeping and regaining your balance in the face of attacks and accusations
how to decipher the underlying structure of every difficult conversation
Filled with examples from everyday life, Difficult Conversations will help you on the job, at home, or out in the world. It is a book you will turn to again and again for advice, practical skills, and reassurance.
Difficult Conversations is a New York Times Business Bestseller.
- Print length256 pages
- LanguageEnglish
- PublisherViking USA
- Publication dateMarch 30 1999
- Dimensions15.24 x 3.18 x 24.13 cm
- ISBN-100670883395
- ISBN-13978-0670883394
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Copyright 1999 Reed Business Information, Inc.
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Copyright 1999 Reed Business Information, Inc.
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From the Author
A: Think about your own life. Is there an upcoming conversation that makes you anxious? That you dread or aren't sure whether to even attempt? That keeps you up at night? That's a difficult conversation. It's anything you find it hard to talk about. What is difficult for me may not be difficult for you, so it's hard to generalize in terms of content. But some common examples include giving negative feedback, admitting a mistake, breaking up with someone, expressing strong feelings, talking about sensitive subjects like race or gender, even letting someone know how much we love them.
Importantly, we've found that there are adjustments people can make both in their assumptions and in how they engage in conversations that can greatly improve the chances that their conversations will go well. And that's why we wrote the book.
Q: What would you say are the three biggest mistakes people make in difficult conversations?
A: The biggest mistake people make is rooted in a very basic assumption: that we are right, and the other person is wrong. What are we right about? We're right that you drive too fast. We're right that your comments during the meeting were inappropriate. We're right that we deserve a raise, that the contractor overcharged me, or that our boss is sexist.
The problem is, we're not right. Difficult conversations are never about getting the facts right. They are about conflicting perceptions, feelings, and values. They're not about what a contract says, they're about what the contract means. They are not about which child-rearing book is most popular, they're about which child-rearing book we should follow. They're not about what's true, they are about what is important.
This first mistake assuming that we're right, and the conversation is about getting them to see that we're right leads us to make the second biggest mistake. It seems trivial, but it's actually profound: we don't ask enough questions. If you read a transcript of a difficult conversation, you'll see that about 90% of what is said is advocacy, and only 10% is inquiry. That's a recipe for disaster, especially since if we're going to learn more about why we see and interpret things differently, we need to understand how you see things first. So when your neighbor yells at you for making too much noise, don't yell back. Ask questions. What's going on with her, why is the noise so upsetting? What is she imagining the standards of noise level should be? The better you understand her, the better your conversation will go.
Third, we assume that to solve the problem, we should stay rational and avoid feelings. Feelings are messy and distracting. But when feelings are part of the problem, and usually they are at the very heart of difficult conversations, then you can't handle the problem well without also addressing how people are feeling. The issue is not just that your husband keeps coming home late, it's that you feel hurt and lonely. It's not just that someone on the team isn't pulling their weight, it's how others are feeling unsupported, unfairly treated, or let down. If you're going to get to the heart of the problem, then feelings are central to the discussion.
Q: What are three keys to handling a difficult conversation well?
A: First, make sure you know your purpose. NASA doesn't send up the space shuttle and then try to decide the purpose of the mission. And you shouldn't launch into a difficult conversation without first considering what it is you hope to accomplish. If you're thinking, 'I want to have a conversation because I'm upset,' or 'I just think we need to talk,' that's not good enough. Your purpose needs to be forward-looking. Do you want the other person to understand you better? Do you want them to apologize? Is there a problem you want the two of you to work out?
Second, ask yourself what reaction the other person might have that is most likely to throw you off balance. Are you thrown off balance when someone cries? Accuses you of bad intentions? Rejects you? Gets angry? Withdraws? Identify which reactions are toughest for you to deal with and why. And then plan for how you might respond.
Third, take the pressure off yourself. Difficult conversations are part of life. Sure, you can become more skilled at having them, but they're never going to go away, and having a rough time now and then doesn't mean you're incompetent. Often, especially at the beginning of a conversation, we find ourselves tongue-tied, or just plain scared, and we can't articulate what we want or need to say. But the goal is not eloquence, it's openness and honesty. If you remember not to put too much pressure on yourself to manage the conversation perfectly, and you stick with it, over time, you and the other person will come to a better understanding, and perhaps, an improved relationship.
Q: Are there times when it's better just to walk away from a difficult conversation?
A: Absolutely, yes. You can't have a conversation every time your boss or spouse ticks you off. There's too little time in the day. But neither should you make the opposite mistake. Too often, we shy away from having conversations because we think they'll be hard. And that's true, the conversation may be hard. But not having it isn't cost-free either. Your feelings will fester, and you'll wonder why you don't stick up for yourself. The problems persist unaddressed. And in the long run, not raising important issues is likely to be more damaging to relationships than the pain caused by raising them.
Q: What is the 'third story' and why is it important?
A: As the old saying goes, 'There are two sides to every story.' Well, the old saying is wrong. Every story has three sides, and it's this third side what we call the 'third story' that you want to get familiar with before you have a difficult conversation. The third story is neither your story nor the other person's story. Instead, it's the story a mediator or impartial friend would tell about what's going on. It's how they might describe without agreeing with either of us what the issues or differences are between us.
Imagine that you and your roommate argue over the dishes. My story is you're an inconsiderate slob. Your story is that I'm obsessively neat. If I begin the conversation from inside my story by saying, 'We need to talk about the fact that you're a slob,' you're going to get defensive. If we begin from your story, I'm going to be defensive. So we're stuck. How to begin? The answer is to 'begin from the third story,' which would sound like this: 'You and I have different preferences around when the dishes get done. Let's try to talk about that.' That's a story we can both sign onto, and this gets us off to a good start.
Q: Is it true that women are better at handling difficult conversations than men?
A: Contrary to conventional wisdom, it's our experience that men and women handle difficult conversations equally well that is to say, equally poorly. It may be that women care more or even talk more about feelings, but that doesn't translate into increased skill in dealing with them. No matter who we are or what gender we each have certain feelings we find hard to discuss, certain relationships that stretch us to the limits of our capacity to deal with them. And we all fall into the same conversational traps, and make the same wrong-headed assumptions that lead to trouble. It's not about gender, it's about being human.
Q: How can your method work if only one of the two people involved is using it?
A: Do you mean to say there are people out there who haven't read our book? Well, the good news is, these techniques are designed to be used even with those people who are determined to make your conversations as unpleasant as possible.
Having a conversation is like taking a road trip in one of those cars used to teach people how to drive the ones with two steering wheels. You can steer the conversation, but so can the other person. Which means that neither of you is fully in control.
So you'll head in a useful direction, and the other person will send both of you careening toward a telephone pole. The key is learning to keep the car on the road, and in difficult conversations, that means re-framing unhelpful comments into constructive comments. If your kid calls you a jerk, you can reframe by saying: 'It sounds like you're feeling really upset at something I did.' If your parents tell you how irresponsible you are for staying out late at night, you can begin by appreciating the fact that they care about your well-being. Almost anything, no matter how negative, can be re-framed into something constructive.
Q: What if you're absolutely sure that you're right and the other person is wrong? For instance, what if you're having a conversation with your daughter about her smoking being bad for her? Does the suggestion to 'understand the other person's story' still apply?
A: You are right. Smoking is bad for your daughter's health. But here's the catch: That's not what this conversation is really about. Your daughter knows that smoking is bad for her. What makes the conversation difficult are the strong feelings and perceptions each of you have about smoking, and about each other. What does smoking mean to her? Does it help her relax? Fit in with her friends? Feel independent? And what does it mean to you? What are your fears about her health? Your sense of not having control over her behavior? Your frustration with her lack of interest in talking about it?
As long as you're stuck on proving to her that you're right, you miss the boat entirely. If instead, you describe your feelings, and elicit your daughter's, you may actually have an impact on her. And in any event, you'll understand each other better, and keep the channels open to discuss the issue of smoking down the road.
Q: Say I have to fire someone. In most difficult conversations the outcome is dependent upon the other person's story, but in this situation I have the sole power to impose the outcome. What's the point of understanding the other person's story here?
A: Having the power to impose an outcome shouldn't turn a dialogue into a monologue. Even firing someone should be a two-way conversation. Why? Because being willing to listen to their reactions, to sit with their anger, disappointment, or fear, has few risks and may have enormous payoffs for the person being fired, and for your company. First, you may learn something about why this employee hasn't worked out. From their point of view, what has the company contributed to their failure? Not enough training? Unclear direction? Poor treatment by a supervisor? You may be alerted to problems that don't end when this person walks out the door.
Second, you demonstrate that you care about this person as a human being. This may be important for your own sense of compassion and desire to help, and that's reason enough to do it. But it's also good for the bottom line. Why do people sue? Often it's because they feel unfairly treated, and they can't get anyone to listen to them. Not to agree with them, but to listen. So filing suit and getting their day in court is the only avenue they see for getting your attention and having a chance to tell their story. And at the most extreme, not feeling listened to is one of the factors that drives people to do dangerous or destructive things. Whether it's trashing their office, stealing a client, badmouthing the organization or sabotaging a computer system, the frustration behind this kind of striking out is sometimes linked to whether the former employee felt heard and cared about by any one person inside the organization.
Q: What suggestions can you offer for how to deliver bad news in general?
A: Nothing that'll make it good news. But you can avoid making the impact worse than it needs to be. Our advice is this: be direct. Put the bad news up front rather than at the end. (You may want to give people a one sentence signal, so they can prepare themselves internally, but it doesn't help to beat around the bush or 'start with the positive,' if there is a big 'But' coming.)
Take responsibility for your contribution to the way things worked out, and don't try to control the other person's reaction give them the space to be upset. If the news is bad, it's normal for the other person to feel hurt or angry, and trying to convince them that things aren't as bad as they seem will only convince them that you don't really understand how they feel. Of course, as we said above, you should try to be empathetic, and listen as non-defensively as you are able.
At the same time, it's appropriate to defend yourself from unfair or abusive responses. The fact that the other person is upset doesn't give them license to say things that aren't true, or to blame you for all of their problems. You can be clear, compassionate and responsible, and still defend yourself from accusations that you feel are inappropriate.
Q: Your method advocates the importance of revealing one's feelings. Is it always a good idea to reveal feelings, or is it sometimes better to conceal them?
A: You don't want to be walking around all day long blabbing about your feelings. That's exhausting not only for you, but for everyone around you.
But when the relationship is important and your feelings are strong and they remain strong even after you've given the matter some thought you may want to discuss how you're feeling. The truth is that if your feelings are strong enough, they'll be communicated one way or another. They'll either leak out through your body language and tone of voice, or worse, you'll lose the internal fight to repress them and you'll explode. So the question isn't, 'Should you express your feelings or hide them?' The real question is, 'How should you express your feelings? Directly and clearly, or indirectly and inappropriately?'
Q: Do you have any tips on how to make talking about your feelings easier?
A: A friend of ours asked us for some difficult conversations advice recently. He visited his friend in the hospital every day for a week, and when his friend recovered, she never once thanked him.
We advised him to share his feelings with his friend. 'I already tried that,' he griped, 'and it was a disaster! In situations like this, sharing feelings just doesn't help.'
'What did you actually say to her?' we asked.
'I told her my feelings. I said she was thoughtless and selfish. And all it did was start a fight.'
Our friend made the classic mistake of confusing judgments with feelings. They seem the same but they're not. There's a huge difference between saying, 'You're selfish,' which is a judgment, and saying, 'I felt hurt,' which is a feeling. People react to judgments by defending themselves and fighting back. People usually react to the expression of actual feelings much more sympathetically and productively.
Our friend went back and talked to his friend again. This time, he avoided making a judgment, and instead said 'I feel hurt that you didn't thank me.' His friend listened patiently to what he was feeling and why, and then apologized. The conversation was not easy; our friend felt vulnerable and awkward. But it led to a constructive conversation and was a crucial step toward an improved relationship.
Q: What can a difficult conversation teach me about myself?
A: A lot. Difficult conversations are painful because they challenge important values or even our sense of who we are in the world. And those are just the kind of situations we learn the most from.
Imagine, for example, being accused by your husband of taking him for granted. The evidence? You don't say 'I love you' often enough. You might be tempted to argue about what's 'enough,' or to defend your good intentions. But reflecting on what motivates your behavior might be more useful. You think about the affairs your father had despite the promises and 'I love you's' he showered on your mother, and realize that what you learned from those formative experiences was that actions are what really matter in a relationship. You expect your husband to judge your love by what you do, and are even a little suspicious of being too quick with the nice words. This conversation troubling as it is helps you understand your own thinking and behavior more clearly. In turn, your increased self-awareness can help you and your husband become closer. And as you become more reflective about your conversations, you'll find yourself getting better at having them skillfully. And that takes the edge off some of the anxiety, and can give you a sense of balance in even stressful situations.
Q: So much of your book is about becoming more self-aware of our feelings, our identity issues, even the way we think. It seems like a lot of work for one person in a conversation to do, especially when the other person is doing the same things they always do. Is it worth it?
A: When talking to the butcher at the super market, or to the person in front of you in line at the movies, perhaps not. When talking to your estranged father, your rebellious daughter, your hard-driving boss, or your troubled colleague, well. . . we think these relationships deserve the time.
When the relationship is important or even if it's not, but for some reason you find yourself fixated on it anyway then the half hour you spend preparing for the conversation may be the most useful half hour you'll have in a long time. When you get right down to it, there is little that is more important than having peace-of-mind at work, and fulfilling and authentic relationships with friends and family at home.
Product details
- Publisher : Viking USA; First Edition (March 30 1999)
- Language : English
- Hardcover : 256 pages
- ISBN-10 : 0670883395
- ISBN-13 : 978-0670883394
- Item weight : 499 g
- Dimensions : 15.24 x 3.18 x 24.13 cm
- Best Sellers Rank: #411,882 in Books (See Top 100 in Books)
- #19,233 in Psychology & Counseling (Books)
- #41,000 in Self-Help (Books)
- Customer Reviews:
About the authors
Douglas Stone is a principal at Triad (an international corporate education and organizational consulting firm based in Cambridge, MA), and a Lecturer on Law at Harvard Law School.
Sheila Heen has been with the Harvard Negotiation Project for twenty years, teaching negotiation and difficult conversations at Harvard Law School and in Harvard's executive education programs.
She is also CEO of Triad Consulting in Harvard Square, where she specializes in working with executive teams on issues where there is strong disagreement and emotions run high. She has worked with corporate clients on six continents, with the US White House, the Singapore Supreme Court, and with theologians with disagreements on the nature of truth and God.
Visit Sheila and Doug's author page at www.stoneandheen.com, and Triad Consulting at www.triadconsultinggroup.com.
Sheila's husband, John Richardson, also teaches negotiation -- down the street at MIT. He is the author of "Negotiation Analysis" with Howard Raiffa and of "Getting it Done" with Roger Fisher and Alan Sharpe. They are both schooled in negotiation daily by their three children.
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I would read this non-stop before preformance reviews and before intense coaching sesssions, gave me the tools I needed to enable me to be sucessful in my new roles.
One can't help wondering, however, if the only people reading this book are already self-actualized or so well on their way that they are, in fact, the best communicators among us. The authors' failed to address the lingering doubt left with the critical, reflective reader: that most difficult conversations are the fruits of difficult people, who, unless they read this book, have little capacity or motivation to be anything but difficult. In any case, Difficult Conversations is mostly devoted to explaining and analyzing the three conversations and how one can use these categories to have more productive exchanges. The book has many useful graphic organizers, including a checklist and a roadmap for engaging in difficult conversations.
In effect, Stone and his colleagues argue that we must shift from a perspective of "knowing" to "learning". Meaningful conversations can take place when we don't permit our assumptions to rule the moment, rather when we take control by being curious, open, and self-aware. To find out what happened, we need to explore each other's stories, separate intent from impact, abandon the blame framework, and to consider all conflicts as a system ("the contribution system"), to which every party has contributed in some way. They argue that the blame framework is a clue that feelings are playing a significant role in a conflict. Feelings often get translated into judgements, attributions, characterizations, or solutions. The key to managing feelings is to treat them as facts by acknowledging them, and considering how they are part of the problem and exploring them fully. All too often our feelings emerge from the sense that our identity is somehow at stake. Most of us frame our identities around one or all of three core themes: competence, virtue, or worthiness. When we feel any of these is questioned, we revert to fight or flight. We can best manage the identity issue by understanding ourselves as complex, by knowing we make mistakes, by acknowledging that our intentions are not simple, and by recognizing that all parties contribute to problems. The "learning" must begin within ourselves before we can understand issues or problems with others.
We can affect our own conversational "learning" by engaging in "the third story" conversation, which requires us to consider how a third party would describe and analyze the situation. This sets up a process of internal dialogue, which is necessary to check our own perceptions, feelings, and interests. Further, the authors encourage listening from the inside out, speaking for yourself, and taking the initiative. While the book combines theory, examples, and description, it is also a very handy guide to improving one's communication style in the workplace or at home.
I am not a counsellor but I found this book in the library where I work. What a Godsend! I had to purchase my own copy. I have since been able to practice the steps in this book with many important relationships in my life.
This book is a must for any library and a must read for anyone. It should be required reading in high schools.
Conflict is inevitable. But in business and life we often avoid essential conversations like asking for a well-deserved raise, giving feedback to a touchy staff-member or confronting a friend who has been undermining us.
It doesn't have to be that way. This invaluable book gives you the lowdown on a rare life-skill that will help you:
- Shine as you move up the corporate ladder (and preserve your sanity too!)
- Move more easily through your personal relationships (think friends, parents, children, partners)
While the book is quite left-brained, the concepts are straightforward and well developed. You can keep going back to this book - ESSENTIAL READING!
One of the book's strongest points is its focus on the underlying problems that create situations where conversation becomes difficult. The temptation to digress and meander into a quagmire of various psychological/environmental/biological explainations can be great, but the writers stays the course, using only pertinent examples and explainations, keeping the book fairly short and to the point.
Many works of this genre focus on superficial fixes. Some of those do work, particularly for short term situations. However, the topics covered in this book go a little below that superficial surface, often seriously questioning common behaviors that often contribute and prolong difficult conversations/situations.
A caveat: the recommended techniques hold great promise, but using them requires quite a bit of work. Unlike the many fixes from other sources, there are no promises of immediate success. Instead, there may be many obstacles both from the self and from others that will come up.
However, perserverance does seem to pay off. I work at a large law firm and the perpectives and solutions offered in this work has made my work easier and more productive.
Top reviews from other countries

I unfortunately had to wait until my 50s to read this book, but I think it is excellent to read and apply to your communication at any age. I only wish I had read and used this book in my early 20s. Strongly recommended!


The book is packed with relevant examples, and lots of ideas on how to rethink approach to these issues. Importantly it also tackles the “how you apply this theory in the real world” point as thats often where I struggle in converting the stylised examples to that which relate to my own circumstances.
I’ve found myself rethinking lots of my own narrative, taking notes on how to approach future situations and with a degree of confidence (and excitement!) in tackling some of my own difficult conversations in order to improve my own mindset, my relationships and the outcomes delivered

