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The Origin of Consciousness in the Breakdown of the Bicameral Mind

The Origin of Consciousness in the Breakdown of the Bicameral Mind

byJulian Jaynes
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Sean McGuire
4.0 out of 5 starsExcellent!
Reviewed in Canada 🇨🇦 on March 14, 2022
Very good.
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MeTZelf
3.0 out of 5 starsPhilosophical folly at its finest
Reviewed in Canada 🇨🇦 on August 8, 2011
This book is the only one Jaynes (1920 - 1997) ever published. Although he is widely considered a kook, serious authors do quote those of his ideas that corroborate their views.

Jaynes' basic tenet is described in several reviews on the internet, such as by Amazon, Wikipedia, Psych Central, The Imaginatorium, and Desmond Meraz. There is also a Julian Jaynes Society where you can hear a brief but good quality excerpt from one of his lectures.

I will try to not repeat the information which is already available in other reviews, but rather focus on two of the many sub-themes running through Jaynes's book. The first I choose because I profoundly agree with it, the second because I profoundly disagree.

What is consciousness, alias the mind, soul, psyche, personality, or inner world? Jaynes does what so may other authors fail to do, namely thoroughly discusses what he means when he uses these terms. But the most insightful question he asks - and answers - is: Where is consciousness?

Most people would answer: "Between the ears." This, Jaynes shows us, is precisely where it is not. Using examples from ancient Greek literature, Jaynes demonstrates that millennia ago people associated their thoughts and feelings with just about every body part except their heads. Examples are:

* Lungs (one holds his breath in anticipation, or breathes heavily with excitement)
* Heart (pounds, or skips a beat)
* Stomach (a sinking feeling)
* Knees (weak, turn to water)
* Hands (tremble)

I'm sure we could all think of more examples from our own consciousness, such as:

* Skin (goose bumps)
* Throat (lump)
* Spine (chills)
* Cheeks (blushing)

None of the body parts that signal our consciousness to us occupies the space where we know our brain to be, except perhaps when we have a literal headache. Since Jaynes wrote this book, psychoneurologists have acquired newfangled scans, which they claim light up when areas of the brain are used. I personally have no more faith in these claims than I have in the animal research referred to below.

So where is consciousness? Jaynes states: nowhere. This doesn't mean that our thoughts and feelings aren't real. It means that they don't exist in space. In fact, he continues, it is not possible to describe them except by metaphors. He comes just short of acknowledging that they do not belong to the material world. Unfortunately, he does not arrive at the obvious conclusion: that therefore they are unobservable, and thus fall outside the realm of valid subject matter for scientific research. Instead he asserts that (somatic) medicine leans heavily on the use of metaphor as well.

So much for what Jaynes and I agree on, and now for the disagreement. Jaynes claims that stress is decision-making. This is not a shorthand way of saying that the necessity or pressure to make a decision causes stress. Jaynes isn't given to shorthand, and anyway, he states explicitly, "It has now been established that decision-making ... is precisely what stress is." (page 93). He mentions no other explanation for stress. Our politicians, who suggest that citizens would be much happier if the government limited their choices by curtailing their freedoms, would surely be delighted with this support from Jaynes.

How has the stress=decision-making equation been established, according to Jaynes? By experiments on rats and monkeys. The animals supposedly developed stomach ulcers when placed in conditions that compelled them to make decisions. However, what these experiments really prove is that "scientific research" sets out to justify the researchers' beliefs, whatever they are. In those days, it was believed that stomach ulcers are caused by stress. Nowadays we know they are caused by a bacterium called helicobacter pylori. Although I don't doubt that the unfortunate animals in the experiments were highly stressed, the researchers were probably lying about the ulcers they claimed to find in their stomachs. I trust they were telling the complete truth about how they tortured them.

If not decision-making, then what causes stress? In my opinion, it is powerlessness. The importance of the distinction is illustrated by the political implications, not to mention the "therapeutic" ones.

Besides these two sub-themes, a few more points in Jayne's argument warrant attention.

He is to be commended for daring to tackle the sensitive issue of the origin of religion, so ubiquitous in human society. As an evolutionist, he contends that at one point in man's development religion favored natural selection. How? It made decision-making possible. And that was necessary for the development of agriculture. Without agriculture, man might not have survived.

He places the origin of religion in speech. Speech itself, according to him, evolved when man's migration northwards necessitated a means of communicating in the dark. But why would pre-man, being diurnal whether north or south, need to communicate in the dark, and why would speech be an adaptive way to do it? Furthermore, those equatorial societies which apparently according to Jaynes didn't need to communicate in the dark, and also never developed agriculture, nevertheless developed speech, religion, consciousness, and the whole kit and kaboodle. Jaynes might have come up with a more plausible theory if he had read Elaine Morgan's 1972 bestseller, The Descent of Woman.

If I may speak my mind, bicameral or not, in admittedly trite metaphors for a moment, then I would sum up Jaynes's book as lots of food for thought, but also lots of empty calories.

Copyright © MeTZelf
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Sean McGuire
4.0 out of 5 stars Excellent!
Reviewed in Canada 🇨🇦 on March 14, 2022
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Very good.
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chris
5.0 out of 5 stars great book
Reviewed in Canada 🇨🇦 on December 4, 2021
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The book is excellent
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Ann
5.0 out of 5 stars Contented customer.
Reviewed in Canada 🇨🇦 on April 15, 2021
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This book arrived well before the estimated delivery date. The condition was as described and expected. While used, it was still clean and very easing to use. I'll happily do business with this vendor again.
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Chillyfinger
4.0 out of 5 stars An Important Milestone in the Theory of Consciousness
Reviewed in Canada 🇨🇦 on May 29, 2017
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This is a classic in its field. However, like the writings of Freud, it's core ideas are almost all wrong in detail. What makes it worth reading is the penetrating analysis of the subject, especially the role of language and the social nature of "mind". Jaynes asks a lot of good questions and should not be faulted for getting many of the answers wrong. For example, almost all of what we now know about the brain has been learned after Jaynes' death.
4 people found this helpful
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Dave Ramsey
4.0 out of 5 stars This is a read that may change your life
Reviewed in Canada 🇨🇦 on April 1, 2018
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incredible read very comprehensively researched and well presented. This is a formative read that will shift your understanding and empower you too see how our minds have evolved.
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FrankDrebin
4.0 out of 5 stars Four Stars
Reviewed in Canada 🇨🇦 on April 14, 2018
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Nice book. I was conscious of being conscious, but not to that extent :)
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Amazon Customer
5.0 out of 5 stars Buy it
Reviewed in Canada 🇨🇦 on April 19, 2019
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Great read
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Evelyn Uyemura
5.0 out of 5 stars Intriguing
Reviewed in Canada 🇨🇦 on December 21, 2003
First of all the book was copyrighted in 1976 and apparently first published in 1982. That is eons ago in the science of cognition and brain imaging. So I would like to know how the past 2 and a half decades have affected the theories in this book.
I also note that the author taught at Princeton University (he died in 1997), so his theories ought to have received a hearing. But apparently the follow-up book he intended was never published, and he was considered somewhat of a maverick, if not quite a crackpot. This website offers some perspective: [...]
His theory, in simplest terms, is that until about 3000 years ago, all of humankind basically heard voices. The voices were actually coming from the other side of the brain, but because the two hemispheres were not in communication the way they are now for most of us, the voices seemed to be coming from outside. The seemed, in fact, to be coming from God or the gods.
So far, so good. That is certainly imaginable to most of us, because we know that schizophrenics and some others still hear voices in apparently this manner today.
But he also posits that many sophisticated civilizations were created by men and women who were all directed by these godlike voices. What is not very clearly explained (a serious gap in his theory) is how all the voices in these "bicameral civilizations," as he calls them, worked in harmony. But his theory is that ancient Greece, Babylon, Assyria, Egpyt, and less ancient but similar Mayan and Incan kingdoms were all built by people who were not "conscious" in our modern sense.
When one hears voices, whether then or now, the voices tend to be commanding and directive, and the need to obey them compelling. Free will is not possible. And so the people who built the pyramids were not self-aware as we are, did not feel self-pity, did not make plans, but simply obeyed the voices, which somehow were in agreement that the thing must be done.
Again, when he mentions that hypnosis may be triggering a reversion to a similar kind of consciousness, in which a voice, somehow channeled through the sub-conscious rather than the reasoning part of the brain, has an unusual compelling quality to it, and enables a person to do things that in their conscious analytic mind they are unable to do, we feel that we do have a glimmer that such a state of being is possible.
Of course, he connects these ideas to schizophrenia, seeing that as a throw-back to an earlier kind of mind-state, though now socially unacceptable and also unacceptable to its victim, who retains a remembrance of what it was to have control of his or her own mind.
He also sees prophets as remnants of the older mind, still able to hear the voices after most people had lost the ability. And he sees idol worship and modern religious behavior as both signs of a longing for the lost certainty and simplicity of a world in which decisions didn't have to be made, and all were of one accord as to what the gods wanted done.
I don't see much evidence for the pastoral simplicity which he thinks the bicameral mind lived in. But I do think that it is possible that not only ancient people but even many modern people have mind-experiences that are very different from our individualistic, introspective, self-determined ideas. In fact, I think relatively few human beings question and ponder and change belief systems as we might. The feeling of being adrift in a world that we can't understand, struggling with questions about everything, is far from universal, I think.
It is pertinent that he calls the shift from bicameral (two houses) to modern consciousness a "breakdown." He sees the shift as happening in response to crises and threats in the environment, but he doesn't present it as necessarily positive, and certainly not as pleasant to those living in its shadow. He sees the cries of the Jews and many other people for God to "rend the heavens and come down," to "not forsake them," as cried from people who no longer hear the "voices" that seemed to be the gods, and who desperately miss them.
In view of individuals such as Mother Teresa, who at one point had a clear inner sense of being directed by God (not necessarily actual auditory voices) and then lost that sense of presence and had to walk blindly thereafter (or silently would be a better metaphor), perhaps we would agree that the experience of the gods or God going silent not only happened at large in human history but is often recapitulated in individuals' personal history as well.
If Jaynes is on to something (and I think he is, though I think he may have pushed his "theory of everything" too far and lost scientific credibility), his theory does help us understand why there is a widespread belief that in Biblical times, God interacted with people in a very different way than He does now. The Bible, and other holy books as well, are remnants of a time when human beings own inner sense of right and wrong, clean and unclean, enemy and neighbor, were experienced as coming from outside of them, from disembodied voices that commanded great power. As the mind (or brain) developed, this split healed (or this mind broke down?) and this knowing become a still small voice in many people, and in others a resounding silence.
The question remains: should we take the reductionist view, and look at all religious ideas as merely misunderstandings based on schizophrenic-like delusions and hallucinations? Or should we take the view that God, who in times past spoke to us in fire and plague and audible voices (and later in dreams and visions) has now become one with humanity and speaks to us in the silence of our own hearts?
A fascinating book, raising as many questions as it answers, but well worth the reading.
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grapabo
5.0 out of 5 stars An unconventional, yet compelling hypothesis
Reviewed in Canada 🇨🇦 on October 26, 2001
"The yearning for certainty which grails the scientist, the aching beauty which harasses the artist, the sweet thorn of justice which fierces the rebel from the eases of life, or the thrill of exultation with which we hear the true acts of that now difficult virtue of courage, of cheerful endurance of hopeless suffering -- are these really derivable from matter? Or even continuous with the idiot hierarchies of speechless apes?"[pp. 8-9]
If nothing else, for a psychologist, Jaynes knows how to turn a phrase. The introductory chapter from which this quote is taken sets up his broad hypothesis about the origin of human consciousness which, if true, would place evolutionary biology and the evolution of human consciousness on widely different tracks.
The book is in three parts: the first explains the psychology behind the hypothesis; the second tests this hypothesis in the various ancient cultures in the Middle East, as depicted through their writings; the third tests the hypothesis against a variety of different psychological phenomena (from music and poetry to possession and hypnosis). In his afterword, written in 1990, Jaynes summarizes the main points of his hypothesis:
1) Consciousness is based on language -- By use of metaphors, metaphiers, paraphrands and paraphriers, human perceptivity increases by incorporating new phenomena into ideas already learned. While one can learn a number of tasks, learning is not equivalent to consciousness. Like a surfer riding the crest of a wave, human consciousness dances around, but is never completely submerged in, the sense data fed into the brain. From my own personal experience, after seeing a toddler, without any prompting, call a bicycle the "mama" and a tricycle next to it the "baby", or saying that a rust spot on a car is a "boo-boo", the ability to expand understanding via the metaphor from what is already learned has at least some anecdotal evidence to me.
2) The bicameral mind -- This gets into the more controversial part of his theory. Human civilization, Jaynes says, began with citizens who were not "conscious" as we would understand it today. Rather, the brain of the "bicameral" man was orientated in such a way that one half of the brain (the right side for right-handed people) was dictating auditory (and sometimes visual) hallucinations while the left side could do nothing but obey. The characters in the Iliad are the example of such unconsciousness. Jaynes goes on to propose how whole societies could be (and, based on the archaeological record, were) organized and could still function. While it may seem implausible for an unconscious, non-self-reflecting society to be able to do anything with coordination, many people even today spend a great deal of their lives doing what they think they're supposed to do without self-reflection, until something forces them outside this direction in life. Consciousness is an exercise, not something that can rolls along of its own biological momentum.
3) The dating of the breakdown of the bicameral mind -- While certain developments such as writing helped to deteriorate the lockstep bicameral order, the main impetus for the breakdown (in the Middle East, which is the only arena he's concerned with) occurs around the end of the second millennium B.C. with a series of cataclysmic events that externally caused a migration of peoples, and internally cause a diminishing of the bicameral voice. And from this regional catastrophe, Jaynes proposes, the conscious "I" began to be mapped out in the human mind for lack of the bicameral voice, in which Jaynes sees the Odyssey as an example of this developed consciousness. It also sparked the age in which prophecy, myth, and superstitions were developed as part of the religious quest to regain that lost authoritative voice.
It's a well-detailed hypothesis, and some of the details might be blurred with the ordinary creative process, but the similarities between the internal model of the brain mapped out by Jaynes, and some of the more obscure details of archaeology, can't be easily dismissed. Moreover, the pliability of the brain functions make such rapid adaptations all the more possible. As Jaynes states in one of his later chapters [p.403]:
"Those who through what theologians call the "gift of faith" can center and surround their lives in religious belief do indeed have different collective cognitive imperatives. They can indeed change themselves through prayer and its expectancies much as in post-hypnotic suggestion. It is a fact that belief, political or religious, or simply belief in oneself through some earlier cognitive imperative, works in wondrous ways. Anyone who has experienced the sufferings of prisons or detention camps knows that both mental and physical survival is often held carefully in such untouchable hands."
"But for the rest of us, who must scuttle along on conscious models and skeptical ethics, we have to accept our lessened control. We are learned in self-doubt, scholars of our very failures, geniuses at excuse and tomorrowing our resolves. And so we become practiced in powerless resolution until hope gets undone and dies in the unattempted. At least that happens to some of us. And then to rise above this noise of knowings and really change ourselves, we need an authorization that 'we' do not have."
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Scott G
5.0 out of 5 stars From cult classic to buried treasure, Jaynes continues to be thought provoking
Reviewed in Canada 🇨🇦 on August 16, 2007
Jaynes' book is hardly new (1977), but it stands the test of time remarkably well. It does so not because Jaynes' ideas have proven correct (the jury is out, perhaps forever), but because the questions he asked and the way he conceptulized 'consciousness' was a kind of harbinger for the resurgence of consciousness research. In the 1970s, consciousness was a 'dirty word' in psychology--it smacked of philosophy and metaphysics, and was certainly not the stuff of a serious science. Today, with the development of MRI and PET scan technologies, we can see brain activity, and have some basic tools to begin to ask questions about how consciousness (as a brain process) works. How comfortable you should be with formulating consciousness in terms of brain processes alone is one of the central issues Jaynes raises. Today, there is a rather uncritical acceptance of consciousness defined in reductionist terms, so Jaynes' text is as relevant as ever.

As far as the content of the book is concerned: after Jaynes wrote this magnum opus on consciousness, he did little in the way of a follow up--which is unfortuate considering he lived for another 20 years. After re-reading the book, I am forced to agree with Dan Dennett, who once remarked that 75% of his theory seems either unlikely or simply wrong, but the other 25% is outstanding, and VERY much worth considering. Remember that we often say the same thing about other 'classics,' such as Freud, Jung, or Skinner. The catch is knowing which percentage is which, and this is often unclear in Jaynes' case, particularly when it is tough to match Jaynes' wide-ranging scholarship. Jaynes wields and welds together arguments and evidence from such disparate areas as archeology, philosophy, and neuroscience; one cannot help but be struck by his passionate intellect and the verve of his narrative. It is nevertheless true that some have questioned the accuracy of his broad sweeping style, and that many of his academic roundhouses miss the mark.

Still, Jaynes writes well, full of dramatic flair, but it is not a light or easy read. I have always been most impressed by the fact that it managed to achieve such a wide public reception in its day (for an academic text), and it still maintains a following both in and out of academic circles.

In the end, the value of his book lay in the 3 very important questions he raised: 1) what is consciousness, 2) how did it arise, and what role does the brain (neurology) play versus society in its evolution, and 3) how central is it to our lives, and what is its function?

The text is certainly worth the effort. Agree or not, true or false, how he interpreted the issue of consciousness and the questions he raised make this a landmark study in the field.
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